FCA Advice & Investigations
Robert’s experience as a lawyer with the Financial Conduct Authority (FCA), including his role on the International Enforcement team, gives him insight into handling FCA investigations. Robert’s deep understanding of the FCA’s inner workings and processes allows him to provide strategic, results-focused advice, ensuring the best possible outcomes for his clients.
Robert brings insight and expertise to FCA investigations, drawing from his time as a lawyer with the FCA’s Law & International team. During his tenure, he provided legal, strategic, and policy guidance on some of the most complex international investigations, equipping him with a deep understanding of regulatory challenges.
How Robert Can Assist:
Facing an FCA investigation can be daunting. Leveraging his FCA background, Robert provides expert legal guidance and representation in matters such as:
- Responding to dawn raids.
- Advising on interview strategies.
- Challenging FCA orders.
- Managing communications with the FCA on your behalf.
- Preparing cases for trial and court representation.
Why Choose Robert?
Regulatory Experience: Robert managed international regulatory collaborations, skillfully addressing issues of confidentiality, disclosure, and cooperation between authorities.
Complex Case Management: Robert advised on legally intricate requests from global regulators, offering strategic guidance and leveraging statutory powers to achieve results.
Compelled Interviews: Robert handled requests for compelled statutory interviews, ensuring compliance with FCA requirements while protecting individual rights.
With his background, Robert is well positioned to offer top-tier advice and representation for anyone facing FCA scrutiny. His experience of working for the FCA, combined with his strategic approach, ensures his clients are always one step ahead. Let Robert’s expertise guide you through the complexities of FCA investigations.